Hey, This is Joel Janis and I belong to the USA. Compliance professionals need a secure, easy-to-use, and Web-based application to manage complaints, including the ability to log submitted customer complaints and track record of resolution for easy oversight from regulators like FINRA. Enterprise Risk Management Applications enable IT departments to seamlessly integrate regulatory compliance, internal audit, and business systems so they can identify, investigate and remediate risks or potential violations before they harm their company or the industry at large.
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